基本信息出版社：John Wiley & Sons
页码：374 页
出版日期：2008年09月
ISBN：0470519045
条形码：9780470519042
装帧：精装
正文语种：英语
外文书名：金融业务遵从的基本战略

内容简介 在线阅读本书

Compliance officers perform a vital, yet unpopular role in the business world as they advise on complying with myriad rules and regulations. What is good for compliance is sometimes seen as being bad for business, making a compliance officer′s role a difficult one. Essential Strategies for Financial Services Compliance offers practical guidance on how to apply a regulatory requirement to day to day situations. It also shows how to communicate the compliance department’s activities to the rest of the firm, how the role fits within the organization as a whole, what the scope and limitation of their responsibilities are, what to do when things go wrong, and how to deal with unusual problems.
编辑推荐 Review
"...offers practical guidance...and how to deal with unusual problems."Securities & Investment Review May 2008

Review
“…offers practical guidance…and how to deal with unusual problems.”Securities & Investment Review May 2008